My independent business model ensures I have the autonomy and discretion to put you at the center of all investment strategies and business decisions. My local branch office provides additional resources such as a support staff, and scheduling and technology tools. Everyone at my branch, along with our home office staff, wants to help you pursue your financial goals – and they stand behind me as we work together. I think it’s important for you to know more about these organizations and why I’ve chosen to work with them.
I am affiliated with Cetera Investment Services LLC, member FINRA/SIPC, which is marketed as Cetera Investors. As part of the Cetera family, I offer a variety of products to help match you to the products and services that meet your individual goals. The team here at my branch and the Cetera Investors home office provide me with the support I need to stay focused on you and your financial future.
I work as an independent financial professional within a branch office. The office provides important amenities including office and meeting space, as well as a team of professionals who support me as I run my business. While I am always available to meet with you, answer your questions and provide service, the others in my office can help you with paperwork, scheduling and technical questions. We work as a team to provide the experience you deserve – whether we meet in the office or virtually.
Cetera Investment Services is part of Cetera Financial Group, an industry-leading network of independently managed broker-dealers. Cetera’s broker-dealers deliver award-winning advisory products and solutions, and sophisticated trading and technology platforms to me and other financial professionals across all 50 states. I am confident that their tools, technology, and support help make me more effective in serving you. All Cetera firms are members FINRA/SIPC.
Cetera Investment Services helps supervise and facilitate the trading that converts your cash into invested assets and also acts as the custodian for those assets. Cetera Investment Services custodies brokerage accounts and advisory accounts, including individual retirement accounts (IRAs).
Cetera Investment Services meets certain net worth and other requirements to be approved as custodians, and is subject to regular audits, both internally and by independent firms, to maintain those approvals.
You’re never alone as a Cetera Investors client. With teamwork and support from the Cetera home office, I am able to offer you best-in-class service, and wealth management support in a way that’s personalized, values-based and holistic.